The first part (the first four chapters) consist of a systematic
study of what is commonly termed in archaeology “the accompanying dead”
(funerary retainers), i.e. men and women that have been (intentionally)
executed after a person’s death (the latter generally possessing a
relatively high social status). This research uses data and hypotheses
drawn from all available documents, be they archaeological, ethnological
or even sociological. The first conclusion derived from this in-depth
study is that executed accompanying dead. are an extremely widespread
social custom: they are frequent in Asia, amongst the Scythians, the
Turkic and Mongol peoples, in ancient China, in sub-Saharan Africa in
the years immediately preceding colonization, and finally among South
and North American societies (this tradition is attested in populations
studied by both pre-Columbian archaeology and ethnological research).
This custom has been considered by all social
sciences as a form of “sacrifice”. This is a complete misnomer:
sacrifice consists of an offering to the gods or to spirits and is
performed by the sacrificer, who disposes of the sacrified object or
being and offers it to the deities. Quite the contrary, the individual
who has ordered the execution of his followers, his slaves or
concubines intends to keep them at his service after his death. The
notion of offering is in this case entirely absent. Moreover, none of
the documents relating to people who carry out this practice (written
material from China or, less frequently, data from Mesopotamia, as
well as ethnographic descriptions) appear to describe the executed
accompanying dead. as primarily a religious custom. Discarding of the
sacrificial interpretation paves the way for a totally different
understanding of this practice and of its social implications; this
new interpretation is paramount in clarifying the main issue of this
book.
The initial interpretation of the existence of this
custom is wrong because far too often it has been seen a kind of cruel
but, in the end, unimportant ritual (without any social implications),
to be explained only as the product of strange and barbaric beliefs.
Additionally this explanation is mistaken because this custom was
often considered to be a court ritual and a sign of royalty. Yet the
data arguing against this is abundant: the
accompanying dead are also frequently attested in many societies
devoid of any form of state organization, and whose social structure
has absolutely nothing to do with the institution of kingship: this is
particularly well illustrated in the case of African lineage-based
societies or communities of the north-western American coast (the
latter without any contacts with “great” Pre-Columbian civilizations)
[the data has been discussed in such a way so as to present the main
points behind ideas and notions like “lineage-based societies”, which
are part of a terminology commonly used in social anthropology but
little-understood by the general public].
On the other hand, the custom of the executing
followers upon the death of a powerful person is notoriously lacking
in great states that one would like to describe as “consolidated” (at
least those that are bureaucratically structured, like China after
imperial unification by Qin Shi Huang Ti, Mesopotamia or Egypt from
very the early time of unification). The overall aim of this first
part is to establish facts that are not always obvious, to record the
motivations behind this funerary custom and its social context. It is
also tempting to define both its geographic and chronological outlines.
This first part ends with a very technical discussion
of some still unresolved and enigmatic archaeological facts,
particularly from the Upper Palaeolithic period, during which the idea
of “sacrifice” or of the accompanying dead has been called to mind.
The study discusses certain differences in the archaeological
materials themselves and some little-known ethnological or historical
observations, and concludes with the absence of any executed accompanying dead
during this prehistoric period.
The second part (chapters 5 and 6) is entirely
devoted to the investigation of the social implications of the
accompanying dead. It relies naturally on all
the material mentioned in the first part described above. It names the
social categories from which the accompanying dead originate, these
being quite varied: slaves, followers of all kinds, royal servants,
wives, friends or lovers, etc. It is possible however to define an
archetypal portrait of the accompanying deceased, i.e. in other terms
to name the four major characteristics of the accompanying dead.
Firstly, he is a dependent of sorts, because nothing
indicates dependence better than the fact that one cannot survive his
master. Secondly, the escort can be a faithful follower, an individual
who kills himself over the grave of his master in order to show his
extreme loyalty. Data revealing the number of suicides amongst
accompanying dead. is far from lacking: these are very widespread, not
only amongst Indian widows subjected to the satî tradition or among
samurais performing junshi in order to follow their master into the
netherworld.
At first sight these characteristics (loyalty and
dependence) appear to be contradictory. This is absolutely not the
case. The author bases himself on his knowledge of pre-modern slavery
(a theme that constitutes the topic of one of his books) in order to
demonstrate that in populations as different as the Amerindians of the
north-western pacific coast or Arabia at the beginning of the
twentieth century the most reliable servants are supposedly to be
found among slaves.
The third characteristic of the accompanying dead lies
in his personal link to the person he is following into the grave. In
order to explain this idea of “personal link” meant by the author, the
author contrasts loyalty/faithfulness to a principle and loyalty to a
person, functional hierarchy and personal hierarchy, etc… The use that
is made of this concept is not very different from Marc Bloch’s in his
book Société féodale (Feudal Society): this historian imagined
the “personal link” as being filled with personal relationships of
dependence.
This third characteristic is no doubt the most
important one. The main argument of the book emphasizes that the
tradition of accompanying dead signals the existence of relationships of
personal loyalty within a society. The importance of this custom
reflects the importance of these relations. The second part includes
two main points. The first consists in a critique of traditional
social anthropology, a field that has focused excessive interest on
kinship relationships and has neglected all other social bonds whose
importance, demonstrated in several works, is obvious in many aspects
of social life related to exchange and power: what are being
specifically referred to here are personal links outside kinship. The
second point relates to archaeology: there is a systematic
archaeological bias that leads to an underestimation of accompanying dead’ importance.
This can be explained by the fact that not all
the accompanying dead (as specified in the first part) are
obligatorily deposited in their master’s grave: the slaves of the
north-western Pacific coast are thrown into the sea, and only a
fraction of those executed in Africa are buried in the tomb (the
others’ remains are discarded in the forest), not to speak of those
incinerated together with their master (this can be archaeologically
traced only in very specific situations).
The fourth characteristic of the funerary retinue is
that it agrees with despotism and autocracy: the fact that a person
has at his disposal other individuals whose absolute loyalty can cause
them to die for him means that he obviously wields a lot of power.
This point is transitional and logically leads to the third part of
the book.
The
third part elaborates on the idea of the state as the product
of a man’s creation, this person resting on his followers and personal
dependents’ support in order to ensure his power.
Chapter 7 defines the state in very orthodox terms,
in accordance with Max Weber and anthropologists who are in agreement
on this notion. In this chapter explanatory theories on the origins of
the state are examined critically, and some opinions and positions on
the part played by religion and the economy are discussed.
Chapter 8 deals with political sociology and focuses
on traditional states (where power is strongly integrated and
bureaucracy poorly developed). By quoting a few well-recorded
ethnographic and historical examples, it shows how a prince gains
support from special categories of loyal subjects while exercising
power. This chapter only broadens and generalizes conclusions gleaned
from ethnographic research and oriental studies in history.
Chapter 9 presents the main argument: if state power
derives exclusively from influence created by personal links of
loyalty towards a prince, why should these loyalties not be the prime
movers behind the origins of the state ?
Other geographical and chronological arguments are
also examined, one of the principal points being that the custom of
funerary retinues (and consequently the existence of personal
loyalties) is already present in stateless societies: they precede the
state and are not, as previously thought, one of its products or
concrete expressions.
The epilogue places the above-mentioned
phenomena within an evolutionist social framework.